GDPR for the AIGP

The AIGP is not a privacy exam, but it assumes you can apply the GDPR to AI. This page covers every article the exam realistically tests — in the order the exam reasons about them.

1 · Scope and definitions (Arts. 2–4)

2 · The seven principles (Art. 5)

(a) Lawfulness, fairness, transparency Needs a lawful basis, no unjustified adverse effects, and people must understand what happens. "Fairness" is where discriminatory model outcomes get caught even when a basis exists.
(b) Purpose limitation Collected for specified, explicit, legitimate purposes; no incompatible further processing. The classic AI failure: reusing operational data as training data without a compatibility assessment.
(c) Data minimisation Adequate, relevant, limited to what is necessary. Directly in tension with "more data is better" — the exam expects you to side with necessity.
(d) Accuracy Personal data must be accurate and kept up to date. Applies to training data *and* to inferences/outputs about a person — a wrong prediction can be inaccurate personal data.
(e) Storage limitation Kept identifiable no longer than necessary. Drives retention schedules for training sets and logs.
(f) Integrity and confidentiality Appropriate security. Ties to Art. 32 and to AI-specific threats (model inversion, membership inference, training-data extraction).
Art. 5(2) Accountability You must not only comply but demonstrate compliance. This is the hook for RoPAs, DPIAs and documentation — and the reason "we did it, trust us" fails.

3 · Lawful bases (Art. 6) and special categories (Art. 9)

(a) Consent Freely given, specific, informed, unambiguous; withdrawable as easily as given (Art. 7). Rarely workable for training on historic data at scale.
(b) Contract Necessary to perform a contract with the data subject, or pre-contractual steps. "Necessary" is strict — not merely useful.
(c) Legal obligation Required by EU/member-state law.
(d) Vital interests Life-or-death. Rare.
(e) Public task Official authority or task in the public interest.
(f) Legitimate interests The usual basis for AI development. Requires a three-part LIA: identify the interest, test necessity, balance against the data subject’s rights and reasonable expectations. Not available to public authorities performing their tasks.

Art. 9 prohibits processing racial/ethnic origin, political opinions, religious or philosophical beliefs, trade-union membership, genetic data, biometric data processed to uniquely identify someone, health data, and sex life/sexual orientation — unless an Art. 9(2) condition applies (most often (a) explicit consent, (g) substantial public interest, or (j) research).

4 · Transparency (Arts. 12–14)

5 · Data subject rights (Arts. 15–22)

Art. 15 Access Copy of the data plus purposes, recipients, retention — and, where applicable, meaningful information about automated decision logic.
Art. 16 Rectification Correct inaccurate data. Hard against a trained model; usually met at the input/output layer.
Art. 17 Erasure Not absolute. Raises the unresolved question of whether a model that memorised data must be retrained or unlearned.
Art. 18 Restriction Pause processing while accuracy or objection is resolved.
Art. 20 Portability Only where processing is by consent or contract AND automated. Covers data provided by the subject — not derived inferences.
Art. 21 Object Applies to legitimate-interests and public-task processing, incl. profiling. Absolute for direct marketing.
Art. 22 Automated decisions The centrepiece — see below.

6 · Article 22 — solely automated decisions

The single most examined GDPR provision on the AIGP. Work through it as a four-step test.

  1. Is it solely automated? No meaningful human involvement. A human who cannot realistically override the output does not break "solely".
  2. Legal or similarly significant effect? Credit refusal, job rejection, insurance pricing, benefits decisions — yes. Ordinary ad targeting — usually not.
  3. If both are true, it is prohibited unless one of Art. 22(2) applies: (a) necessary for a contract, (b) authorised by EU/member-state law, or (c) explicit consent.
  4. Then apply Art. 22(3) safeguards: at minimum the right to obtain human intervention, to express a point of view, and to contest the decision.

Art. 22(4): such decisions may not be based on special-category data unless Art. 9(2)(a) or (g) applies with suitable safeguards. Note that the widely cited "right to an explanation" appears in Recital 71, not in the binding article text — the articles require meaningful information about the logic, which is a lower bar.

7 · Article 35 — DPIAs

Required where processing is likely to result in a high risk, in particular when using new technologies. Art. 35(3) lists three mandatory triggers:

Art. 35(7) sets the minimum content: a systematic description of the processing, an assessment of necessity and proportionality, an assessment of risks to individuals, and the measures addressing those risks. Consult the DPO (Art. 35(2)); where high risk remains after mitigation, Art. 36 requires prior consultation with the supervisory authority before processing begins.

8 · Accountability and security (Arts. 24–39)

Art. 24 Controller must implement appropriate technical and organisational measures and be able to demonstrate them.
Art. 25 Data protection by design and by default — the article behind "governance at design time, not after launch". Default settings must be the privacy-protective ones.
Art. 26 Joint controllers must agree and make available the essence of who does what.
Art. 28 Processors: written contract with mandated terms (documented instructions, confidentiality, security, sub-processor consent, assistance, deletion/return, audits). Your AI vendor is usually a processor — until it uses your data to improve its own model, at which point it is likely a controller.
Art. 30 Records of processing activities (RoPA). Your AI inventory should map to it.
Art. 32 Security appropriate to risk: pseudonymisation, encryption, CIA + resilience, and regular testing.
Arts. 33–34 Breach: notify the supervisory authority within 72 hours of awareness unless unlikely to result in risk; notify individuals without undue delay where high risk.
Arts. 37–39 DPO mandatory for public authorities, or where core activities involve large-scale regular and systematic monitoring, or large-scale special-category/criminal data.

9 · International transfers (Arts. 44–49)

Art. 44 General principle — the protection must travel with the data.
Art. 45 Adequacy decision (the simplest route where one exists).
Art. 46 Appropriate safeguards — Standard Contractual Clauses, Binding Corporate Rules, codes, certifications.
Art. 47 Binding Corporate Rules for intra-group transfers.
Art. 49 Derogations for specific situations — narrow, occasional, non-repetitive.
Post-Schrems II A transfer impact assessment is expected alongside Art. 46 tools: assess destination-country law and add supplementary measures. Relevant whenever a model or API sits outside the EEA.

10 · Enforcement (Art. 83)

€10M / 2%

Art. 83(4) — controller/processor obligations: Arts. 8, 11, 25–39, 42, 43. Covers by-design, DPIAs, records, security, processors and the DPO.

€20M / 4%

Art. 83(5) — the serious tier: principles (5, 6, 7, 9), data subject rights (12–22) and transfers (44–49).

Whichever is higher, based on total worldwide annual turnover of the preceding financial year. Remember the split: breaching a principle or a right is the 4% tier; failing a process obligation like a DPIA is the 2% tier.

11 · GDPR × EU AI Act

They apply cumulatively — the AI Act does not displace the GDPR. The AI Act is product-safety law organised around risk tiers and provider/deployer duties; the GDPR is data-protection law organised around personal data. An AI Act conformity assessment does not satisfy Art. 35, and a DPIA does not satisfy the AI Act’s Art. 27 fundamental rights impact assessment. Where high-risk AI processes personal data, expect to owe both.

12 · Traps that cost marks

“Anonymised” training data Only outside GDPR if re-identification is reasonably impossible. Pseudonymised data (Art. 4(5)) is still personal data — a very common distractor.
Basis vs. condition Special-category data needs BOTH an Art. 6 lawful basis AND an Art. 9(2) condition. Answers offering only one are wrong.
Biometrics Only special category when processed *for the purpose of uniquely identifying* a person. Face detection that never identifies anyone is not automatically Art. 9.
“Solely” automated Rubber-stamp human review does not defeat Art. 22. The reviewer must have authority and competence to change the outcome.
DPIA vs. FRIA DPIA is GDPR Art. 35 and protects personal data. The AI Act’s fundamental rights impact assessment (Art. 27) is a separate, additional obligation for certain deployers.
Controller vs. processor Determined by who decides purposes and means — not by what the contract calls you.
72 hours Runs from *awareness*, not from occurrence, and applies to the authority. Individuals get "without undue delay", only if high risk.

Primary sources

Article numbers and thresholds are stated as in Regulation (EU) 2016/679. Verify current procedural details against the IAPP Candidate Handbook before your exam.

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